Quick answer
Penalties for Chain of Responsibility (CoR) breaches under the Heavy Vehicle National Law are tiered by how serious the conduct is, and they can be substantial for both individuals and companies. But the smarter focus is the duty: meeting your primary duty and showing reasonable steps is what keeps you out of the penalty conversation entirely.
How penalties are structured
The law uses graded categories of offence based on the level of risk and culpability — broadly, the more serious the breach and the greater the disregard for safety, the higher the maximum penalty. The most serious category covers conduct that recklessly exposes people to a risk of death or serious injury, with the highest penalties; lower categories apply to less serious breaches.
Who can be penalised
Because CoR duties are shared, penalties can apply to any party in the chain — operators, schedulers, consignors/consignees, loaders, and company officers — not just drivers.
Why duties matter more than dollar figures
Exact maximum amounts change with the law and differ for individuals versus corporations, so treat published figures as indicative and check the current law. The reliable protection is demonstrating you met your primary duty: identified risks, put controls in place, and kept evidence.
Reduce your exposure
Understand your duties, control your key risks, keep records, and train your people. FMS Training (RTO 45189) delivers Chain of Responsibility training online. See the course →
Frequently asked questions
How big are CoR penalties?
They’re tiered by seriousness and can be substantial, with the highest penalties for reckless conduct that risks death or serious injury. Amounts differ for individuals and companies — check the current law for exact figures.
Can a company and an individual both be penalised?
Yes. Duties are shared, so multiple parties — including officers — can face penalties.
How do I avoid penalties?
Meet your primary duty: manage your risks so far as reasonably practicable and keep evidence you did.
Protect your business
FMS Training (RTO 45189) delivers Chain of Responsibility training online. Explore the course →
Last updated June 2026 · FMS Training, RTO 45189